| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2004-04-02 | 2004-04-27 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2004-04-02 | 2004-04-27 |
| SHUN LOONG FUTURES LIMITED | Rep | 期货合约交易 | 2003-12-29 | 2004-03-24 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2003-10-27 | 2004-03-24 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2003-07-31 |
| Rep | 就证券提供意见 | - | 2003-07-31 | |
| Rep | 提供资产管理 | - | 2003-07-31 | |
| Rep | 证券交易 | - | 2003-07-31 |