| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2009-02-09 | 2010-07-20 |
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2008-04-23 | 2008-12-15 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2004-09-06 | 2007-11-01 |
| Rep | 就机构融资提供意见 | - | 2004-05-06 | |
| Rep | 就证券提供意见 | - | 2004-05-06 | |
| Rep | 提供资产管理 | - | 2004-05-06 | |
| Rep | 证券交易 | - | 2004-07-22 |