| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-04-08 | 2010-05-01 |
| Sun Life Financial Asia Services Limited | RO | 就证券提供意见 | 2006-02-14 | 2006-04-30 |
| Sun Life Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2005-01-25 |
| Rep | 提供资产管理 | - | 2005-01-25 | |
| Rep | 就证券提供意见 | - | 2006-04-30 |