| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2020-09-22 | 2024-09-10 |
| Rep | 证券交易 | 2011-11-17 | 2024-09-10 | |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2003-07-28 | 2004-06-29 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2003-07-28 | 2004-06-29 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 杠杆式外汇交易 | - | 2004-06-29 |