Personnel Hong Kong SFC License Details (ID 110107)

Personnel Hong Kong SFC License Details (ID 110107)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) (	RO	提供资产管理	2024-05-16	-
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	就证券提供意见	2023-05-12	-
	Rep	证券交易	2023-05-12	-
MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) (	Rep	提供资产管理	2023-05-12	2024-05-16
	RO	提供资产管理	2021-10-15	2022-06-10
MCM ASIA LIMITED (TRADING AS MCM PARTNERS) (	Rep	就证券提供意见	2021-01-19	2022-06-10
	Rep	证券交易	2021-01-19	2022-06-10
MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) (	Rep	提供资产管理	2021-01-19	2021-10-15
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2003-11-10	2006-06-10
Merrill Lynch (Asia Pacific) Limited	Rep	就机构融资提供意见	2003-04-01	2003-10-15
	Rep	就证券提供意见	2003-04-01	2003-10-15
	Rep	提供资产管理	2003-04-01	2003-10-15
	Rep	提供自动化交易服务	2003-04-01	2003-10-15
	Rep	证券交易	2003-04-01	2006-06-10
Merrill Lynch Far East Limited	Rep	就机构融资提供意见	2003-04-01	2003-10-15
	Rep	就证券提供意见	2003-04-01	2003-10-15
	Rep	提供资产管理	2003-04-01	2003-10-15
	Rep	证券交易	2003-04-01	2003-10-15