| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2010-05-03 | 2011-02-24 |
| Rep | 证券交易 | 2010-05-03 | 2011-02-24 | |
| FTL Wealth Management (HK) Limited | Rep | 就证券提供意见 | 2006-05-06 | 2009-10-21 |
| Sun Life Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2005-01-31 |
| Rep | 提供资产管理 | - | 2005-01-31 | |
| Rep | 就证券提供意见 | - | 2006-02-24 |