| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited | Rep | 就证券提供意见 | 2008-06-23 | 2010-11-30 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2005-05-18 | 2007-10-23 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2004-06-10 |
| Rep | 就证券提供意见 | - | 2004-06-10 | |
| Rep | 提供资产管理 | - | 2004-06-10 | |
| Rep | 证券交易 | - | 2005-04-01 |