| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AXA Financial Planning (Hong Kong) Limited | RO | 就证券提供意见 | 2007-12-28 | 2008-03-11 |
| Network Financial Services Limited | RO | 就证券提供意见 | 2006-08-07 | 2007-09-18 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | 就证券提供意见 | 2004-02-04 | 2008-03-11 |
| Rep | 就机构融资提供意见 | - | 2003-12-16 | |
| Rep | 提供资产管理 | - | 2003-12-16 | |
| Rep | 就证券提供意见 | - | 2004-02-04 |