| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2009-03-10 | 2009-09-10 |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2005-04-04 | 2006-01-20 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就机构融资提供意见 | - | 2004-04-06 |
| Rep | 就证券提供意见 | - | 2004-04-06 | |
| Rep | 提供资产管理 | - | 2004-04-06 |