| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-11-04 | 2011-03-10 |
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2009-06-17 | 2009-08-31 |
| Rep | 提供资产管理 | 2009-06-17 | 2009-08-31 | |
| Broadway Wealth Management Limited | Rep | 就证券提供意见 | 2009-03-17 | 2009-04-29 |
| Rep | 提供资产管理 | 2009-03-17 | 2009-04-29 | |
| Lion Global Financial Limited | Rep | 提供资产管理 | 2005-01-14 | 2008-08-14 |
| Rep | 就证券提供意见 | 2004-09-17 | 2008-08-14 |