| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GETTA SECURITIES LIMITED | Rep | 证券交易 | 2009-05-25 | 2009-11-30 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-11-17 | 2009-04-25 |
| Rep | 就证券提供意见 | 2006-11-02 | 2008-06-30 | |
| Sun Life Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2005-01-28 |
| Rep | 提供资产管理 | - | 2005-01-28 | |
| Rep | 就证券提供意见 | - | 2006-10-11 |