| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Nerico Brothers Limited (HK) | Rep | 证券交易 | 2010-08-05 | 2011-02-01 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2007-07-09 | 2010-02-05 |
| CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | 就机构融资提供意见 | - | 2003-12-17 |
| Rep | 提供资产管理 | - | 2003-12-17 | |
| Rep | 就证券提供意见 | - | 2010-02-05 |