| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited | Rep | 就证券提供意见 | 2005-08-12 | 2010-11-19 |
| Chow Tai Fook Life Insurance Company Limited | Rep | 就证券提供意见 | 2004-11-19 | 2005-08-11 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就机构融资提供意见 | - | 2003-11-01 |
| Rep | 就证券提供意见 | - | 2003-11-01 | |
| Rep | 提供资产管理 | - | 2003-11-01 |