| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BEAR STEARNS ASIA LIMITED | Rep | 就期货合约提供意见 | 2008-07-25 | 2009-11-23 |
| Rep | 就证券提供意见 | 2008-07-25 | 2009-11-23 | |
| Rep | 期货合约交易 | 2008-07-25 | 2009-11-23 | |
| Rep | 证券交易 | 2008-07-25 | 2009-11-23 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2003-12-06 | 2010-11-02 |
| Rep | 期货合约交易 | 2003-12-06 | 2010-11-02 | |
| Rep | 就机构融资提供意见 | - | 2003-12-02 | |
| Rep | 提供资产管理 | - | 2003-12-02 | |
| Rep | 提供自动化交易服务 | - | 2003-12-02 | |
| Rep | 就证券提供意见 | - | 2010-11-02 | |
| Rep | 证券交易 | - | 2010-11-02 | |
| J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | 提供资产管理 | - | 2003-12-03 |
| Rep | 提供自动化交易服务 | - | 2003-12-03 | |
| Rep | 就期货合约提供意见 | - | 2003-12-06 | |
| Rep | 期货合约交易 | - | 2003-12-06 |