| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-11-16 | 2011-01-29 |
| Rep | 就机构融资提供意见 | 2009-11-09 | 2011-01-29 | |
| Rep | 证券交易 | 2009-11-09 | 2011-01-29 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2007-03-19 | 2009-08-28 |
| Rep | 证券交易 | 2007-03-19 | 2009-08-28 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2007-03-19 | 2009-08-28 |