| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 就证券提供意见 | 2025-07-10 | - |
| RO | 证券交易 | 2025-07-10 | - | |
| Rep | 就证券提供意见 | 2020-07-28 | 2025-07-10 | |
| Rep | 期货合约交易 | 2015-06-18 | - | |
| Rep | 证券交易 | 2015-06-18 | 2025-07-10 | |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2003-06-23 | 2004-08-10 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-11 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-11 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-11 | |
| Rep | 证券交易 | 2003-04-01 | 2004-08-10 |
已采集记录中暂无金管局登记。