Ho, Shu Shun 何樹信
证监会中央编号:AGV081
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| JOY RICH SECURITIES INVESTMENT LIMITED | RO | 就证券提供意见 | 2023-05-08 | - |
| RO | 证券交易 | 2017-04-25 | - | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | 期货合约交易 | 2015-02-05 | 2017-03-31 |
| Rep | 期货合约交易 | 2012-04-05 | 2015-02-05 | |
| CMBC SECURITIES COMPANY LIMITED | RO | 证券交易 | 2011-11-01 | 2017-03-31 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | 就证券提供意见 | 2011-05-16 | 2011-09-27 |
| RO | 证券交易 | 2011-05-16 | 2011-09-27 | |
| Rep | 就证券提供意见 | 2011-03-21 | 2011-05-16 | |
| Rep | 证券交易 | 2011-03-21 | 2011-05-16 | |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2010-11-15 | 2011-02-28 |
| CMBC SECURITIES COMPANY LIMITED | RO | 证券交易 | 2008-01-24 | 2011-02-28 |
| EUREKA SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-08 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-08 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-08 | |
| Rep | 证券交易 | 2003-04-01 | 2004-04-15 |