| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 期货合约交易 | 2004-12-01 | 2005-04-07 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2004-11-19 | 2005-04-07 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就证券提供意见 | 2004-03-05 | 2004-11-17 |
| Rep | 证券交易 | 2003-09-01 | 2004-11-17 | |
| HONOUR FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-08-13 |
| Rep | 提供资产管理 | - | 2003-08-13 | |
| Rep | 期货合约交易 | - | 2003-08-13 | |
| HONOUR SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2003-08-13 |
| Rep | 就证券提供意见 | - | 2003-08-13 | |
| Rep | 提供资产管理 | - | 2003-08-13 | |
| Rep | 证券交易 | - | 2003-08-13 |