Personnel Hong Kong SFC License Details (ID 110833)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Nomura Asia Investment (Hong Kong) Limited	RO	期货合约交易	2007-10-15	2008-04-28
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	就机构融资提供意见	2007-10-15	2008-04-14
	RO	就期货合约提供意见	2007-10-15	2008-04-28
	RO	就证券提供意见	2007-10-15	2008-04-28
	RO	期货合约交易	2007-10-15	2008-04-28
	RO	证券交易	2007-10-15	2008-04-28
NOMURA SECURITIES (HONG KONG) LIMITED	RO	证券交易	2007-10-15	2008-04-28
Nomura Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2007-05-09	2007-10-15
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就机构融资提供意见	2007-05-09	2007-10-15
	Rep	就期货合约提供意见	2007-05-09	2007-10-15
	Rep	就证券提供意见	2007-05-09	2007-10-15
	Rep	期货合约交易	2007-05-09	2007-10-15
	Rep	证券交易	2007-05-09	2007-10-15
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2007-05-09	2007-10-15
Nomura Asia Investment (Hong Kong) Limited	Rep	就期货合约提供意见	-	2004-07-03
	Rep	提供资产管理	-	2004-07-03
	Rep	期货合约交易	-	2004-07-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	就机构融资提供意见	-	2004-07-03
	Rep	就期货合约提供意见	-	2004-07-03
	Rep	就证券提供意见	-	2004-07-03
	Rep	提供资产管理	-	2004-07-03
	Rep	期货合约交易	-	2004-07-03
	Rep	证券交易	-	2004-07-03

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