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Chan, Ben Ka Cheuk 陳家卓 - 公开纪律行动 | 香港证监会持牌人士(编号 110852)
Chan, Ben Ka Cheuk 陳家卓
证监会中央编号:
AGW990
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公开纪律行动
公开纪律行动
SFC prohibits Ben Chan Ka Cheuk from re-entering industry for 4 months for cold calling
SFC, 03-Nov-2008
Comment: this is the 15th employee of Tanrich to be disciplined since 2004. Surely at some point the SFC should revoke the firm's license?
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