| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OSL DIGITAL SECURITIES LIMITED OSL | Rep | 提供自动化交易服务 | 2020-12-15 | 2022-09-02 |
| RO | 证券交易 | 2020-12-15 | 2022-09-02 | |
| Saxo Capital Markets HK Limited | RO | 期货合约交易 | 2018-08-08 | 2019-10-03 |
| RO | 证券交易 | 2018-08-08 | 2019-10-03 | |
| RO | 杠杆式外汇交易 | 2018-04-13 | 2019-10-03 | |
| ANZ Securities (HK) Limited | RO | 证券交易 | 2012-11-19 | 2014-10-27 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-21 |
| Rep | 就证券提供意见 | - | 2004-01-21 | |
| Rep | 提供资产管理 | - | 2004-01-21 | |
| Rep | 证券交易 | - | 2006-08-01 |