Personnel Hong Kong SFC License Details (ID 111062)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
AUSTRAX CAPITAL LIMITED	RO	就机构融资提供意见	2026-02-04	-
GBA Capital Management Limited	RO	就证券提供意见	2025-03-13	2025-06-06
	RO	提供资产管理	2025-03-13	2025-06-06
	Rep	就证券提供意见	2025-02-14	2025-03-13
	Rep	提供资产管理	2025-02-14	2025-03-13
Harbour Gold Asset Management Limited	RO	就证券提供意见	2024-07-25	2025-01-24
	RO	提供资产管理	2024-07-25	2025-01-24
AccFin Corporate Finance Limited	Rep	就机构融资提供意见	2024-01-22	2024-07-24
Huafu International Finance Limited	RO	就机构融资提供意见	2021-09-15	2023-05-15
	Rep	就机构融资提供意见	2021-08-05	2021-09-15
Cedarlake Global International Limited	RO	就机构融资提供意见	2019-09-24	2020-09-01
China Enterprise Capital Company Limited	RO	就机构融资提供意见	2017-12-15	2019-04-03
AccFin Corporate Finance Limited	RO	就机构融资提供意见	2017-05-19	2017-11-30
Blue Lotus Capital Advisors Limited	RO	就证券提供意见	2015-10-12	2016-02-19
HOORAY CAPITAL LIMITED	Rep	就机构融资提供意见	2014-12-11	2015-09-01
HOORAY SECURITIES LIMITED	Rep	证券交易	2014-12-11	2015-09-01
Golden Jade Capital Limited	RO	就机构融资提供意见	2013-12-05	2014-07-31
	Rep	就机构融资提供意见	2013-12-02	2013-12-05
	RO	就机构融资提供意见	2012-03-07	2013-07-30
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	就机构融资提供意见	2010-10-18	2010-11-17
	RO	证券交易	2010-06-30	2010-11-17
Mirae Asset Securities (HK) Limited	Rep	就机构融资提供意见	2007-10-10	2009-05-11
	Rep	证券交易	2007-07-18	2009-05-11
FUBON CAPITAL (HK) LIMITED	Rep	就机构融资提供意见	2007-04-13	2007-07-09
	Rep	证券交易	2006-10-12	2007-07-09
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	杠杆式外汇交易	2004-01-02	2006-09-12
	Rep	期货合约交易	2003-10-06	2006-09-12
CHINA EVERBRIGHT FOREX LIMITED	Rep	杠杆式外汇交易	2003-10-06	2004-03-18
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2003-10-06	2006-09-12

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