| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2009-12-21 | 2010-08-12 |
| Rep | 就机构融资提供意见 | 2008-10-10 | 2010-08-12 | |
| Rep | 就证券提供意见 | 2008-10-10 | 2010-08-12 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-01-17 | 2008-09-29 |
| Rep | 就证券提供意见 | 2005-01-17 | 2008-09-29 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2003-12-23 | 2004-12-08 |
| Rep | 证券交易 | 2003-12-23 | 2004-12-08 |