| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2016-03-31 | 2016-09-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-03-31 | 2016-09-01 |
| T.F.S. Derivatives HK Limited | Rep | 期货合约交易 | 2012-01-03 | 2015-09-30 |
| Rep | 证券交易 | 2012-01-03 | 2015-09-30 | |
| MF Global Hong Kong Limited | Rep | 期货合约交易 | 2011-10-06 | 2011-11-11 |
| Rep | 证券交易 | 2011-10-06 | 2011-11-11 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2004-07-23 | 2011-06-17 |
| Rep | 证券交易 | 2004-07-23 | 2011-06-17 | |
| Newedge Broker Limited | Rep | 提供自动化交易服务 | 2003-05-20 | 2004-06-25 |
| Rep | 期货合约交易 | 2003-05-20 | 2004-06-25 | |
| Rep | 证券交易 | 2003-05-20 | 2004-06-25 |