| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2006-04-19 | 2007-07-17 |
| Daiwa Capital Markets Hong Kong Limited | RO | 就证券提供意见 | 2005-07-15 | 2007-07-17 |
| RO | 证券交易 | 2005-07-15 | 2007-07-17 | |
| Rep | 就机构融资提供意见 | - | 2005-02-07 | |
| Rep | 就证券提供意见 | - | 2005-02-07 | |
| Rep | 提供资产管理 | - | 2005-02-07 | |
| Rep | 证券交易 | - | 2005-07-15 | |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2005-02-07 |
| Rep | 提供资产管理 | - | 2005-02-07 | |
| Rep | 期货合约交易 | - | 2006-04-19 |