| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA LIMITED | Rep | 证券交易 | 2012-09-11 | - |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2006-06-05 | 2010-08-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-25 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-25 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-25 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-06-25 | |
| Rep | 证券交易 | 2003-04-01 | 2003-06-25 |