| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Daishin Securities Asia Limited | RO | 就证券提供意见 | 2010-01-18 | 2016-11-30 |
| RO | 证券交易 | 2010-01-18 | 2016-11-30 | |
| Rep | 就证券提供意见 | 2009-10-21 | 2010-01-18 | |
| Rep | 证券交易 | 2009-09-28 | 2010-01-18 | |
| KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | 证券交易 | 2007-09-12 | 2009-07-13 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2004-07-20 | 2007-07-04 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-07-03 |
| Rep | 就证券提供意见 | - | 2003-07-03 | |
| Rep | 提供资产管理 | - | 2003-07-03 | |
| Rep | 证券交易 | - | 2004-07-07 |