| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-04-20 | 2007-09-01 |
| ABCI Securities Company Limited | Rep | 证券交易 | 2007-02-16 | 2007-04-12 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2006-11-16 | 2007-01-26 |
| VC BROKERAGE LIMITED | Rep | 证券交易 | 2005-08-10 | 2006-11-05 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-12 |
| Rep | 就证券提供意见 | - | 2004-06-12 | |
| Rep | 提供资产管理 | - | 2004-06-12 | |
| Rep | 提供自动化交易服务 | - | 2004-06-12 | |
| Rep | 证券交易 | - | 2005-08-08 |