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Tan, King Yu 陳琼如 - 公开纪律行动 | 香港证监会持牌人士(编号 111406)
Tan, King Yu 陳琼如
证监会中央编号:
AHP372
关键资料
证监会牌照
公开纪律行动
公开纪律行动
SFC suspends Mr Denny Leung Wai Hung for 6 months for facilitating cold calling
SFC, 16-Nov-2006
机构
人物
SFC suspends Mr Wong Sung Bun for 1 year for facilitating cold calling
SFC, 16-Nov-2006
机构
人物
SFC suspends Tan King Yu for aiding and abetting unlicensed activities and failing to assist SFC investigations
SFC, 19-May-2006
机构
人物
SFC prosecutes Tan King Yu for aiding and abetting unlicensed leveraged foreign exchange trading and failure to assist SFC investigation
SFC, 08-Feb-2006
机构
人物