| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2004-03-25 | 2005-11-14 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2004-03-25 | 2005-11-14 |
| ROSA SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-07-30 |
| Rep | 就证券提供意见 | - | 2003-07-30 | |
| Rep | 提供资产管理 | - | 2003-07-30 | |
| Rep | 提供自动化交易服务 | - | 2003-07-30 | |
| Rep | 证券交易 | - | 2003-07-30 |