| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2025-11-03 | - |
| Rep | 提供资产管理 | 2025-11-03 | - | |
| Rep | 证券交易 | 2025-11-03 | - | |
| Credit Suisse (Hong Kong) Limited | RO | 就期货合约提供意见 | 2019-04-12 | 2022-04-29 |
| RO | 就证券提供意见 | 2019-04-12 | 2022-04-29 | |
| RO | 期货合约交易 | 2019-04-12 | 2022-04-29 | |
| RO | 证券交易 | 2019-04-12 | 2022-04-29 | |
| Rep | 就期货合约提供意见 | 2019-01-22 | 2019-04-12 | |
| Rep | 就证券提供意见 | 2019-01-22 | 2019-04-12 | |
| Rep | 期货合约交易 | 2019-01-22 | 2019-04-12 | |
| Rep | 证券交易 | 2019-01-22 | 2019-04-12 | |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 就期货合约提供意见 | 2017-12-12 | 2018-10-14 |
| RO | 就证券提供意见 | 2017-12-12 | 2018-10-14 | |
| RO | 提供自动化交易服务 | 2017-12-12 | 2018-10-14 | |
| RO | 期货合约交易 | 2017-12-12 | 2018-10-14 | |
| RO | 证券交易 | 2017-12-12 | 2018-10-14 | |
| Rep | 就期货合约提供意见 | 2017-06-20 | 2017-12-12 | |
| Rep | 就证券提供意见 | 2017-06-20 | 2017-12-12 | |
| Rep | 提供自动化交易服务 | 2017-06-20 | 2017-12-12 | |
| Rep | 期货合约交易 | 2017-06-20 | 2017-12-12 | |
| Rep | 证券交易 | 2017-06-20 | 2017-12-12 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2017-03-07 | 2017-03-21 |
| Rep | 证券交易 | 2017-03-07 | 2017-03-21 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2017-03-07 | 2017-03-21 |
| BARCLAYS CAPITAL ASIA LIMITED | RO | 期货合约交易 | 2005-05-20 | 2010-11-18 |
| RO | 证券交易 | 2005-05-20 | 2010-11-18 | |
| Rep | 证券交易 | 2005-02-02 | 2005-05-20 |
已采集记录中暂无金管局登记。