| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| South China Investment Management Limited | Rep | 提供资产管理 | 2022-10-03 | 2023-06-30 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2022-10-03 | 2023-06-30 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-02-25 |
| Rep | 提供资产管理 | - | 2004-02-25 | |
| Rep | 期货合约交易 | - | 2004-05-21 |