| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-04-24 | 2012-08-02 |
| Rep | 证券交易 | 2012-04-24 | 2012-08-02 | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2003-05-06 | 2004-08-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-05-06 | 2004-08-16 |
| Rep | 证券交易 | 2003-05-06 | 2004-08-16 | |
| Rep | 就证券提供意见 | 2003-05-02 | 2003-11-06 |