| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| South West Capital Limited (d2013-12-11) | RO | 就机构融资提供意见 | 2012-04-20 | 2013-01-28 |
| Octal Capital Limited | RO | 就机构融资提供意见 | 2012-01-20 | 2012-04-16 |
| Rep | 就机构融资提供意见 | 2011-12-14 | 2012-01-20 | |
| PIPER JAFFRAY ASIA LIMITED | RO | 就机构融资提供意见 | 2011-02-25 | 2011-11-26 |
| Rep | 就机构融资提供意见 | 2011-02-22 | 2011-02-25 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | RO | 就机构融资提供意见 | 2005-06-13 | 2011-01-22 |
| Rep | 就机构融资提供意见 | 2005-03-21 | 2005-06-13 |