| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Standard Advisory Asia Limited | RO | 就机构融资提供意见 | 2014-12-01 | 2017-01-11 |
| RO | 就证券提供意见 | 2014-12-01 | 2017-01-11 | |
| RO | 证券交易 | 2014-12-01 | 2017-01-11 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就机构融资提供意见 | 2009-03-12 | 2009-07-14 |
| RO | 就证券提供意见 | 2009-03-12 | 2009-07-14 | |
| RO | 证券交易 | 2009-03-12 | 2009-07-14 | |
| Rep | 就机构融资提供意见 | 2009-01-14 | 2009-03-12 | |
| BEAR STEARNS ASIA LIMITED | RO | 就机构融资提供意见 | 2006-08-10 | 2008-10-01 |
| Rep | 就机构融资提供意见 | 2006-07-12 | 2006-08-10 | |
| BOCI ASIA LIMITED | RO | 就机构融资提供意见 | 2005-03-30 | 2006-06-30 |
| Rep | 证券交易 | - | 2004-05-18 | |
| Rep | 就机构融资提供意见 | - | 2005-03-30 |