| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2014-08-01 | - |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2006-03-31 | 2008-08-04 |
| Rep | 证券交易 | 2003-10-16 | 2008-08-04 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-10-15 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-10-15 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-10-15 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-10-15 | |
| Rep | 证券交易 | 2003-04-01 | 2008-08-04 |