| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | 2026-05-07 | - |
| RO | 证券交易 | 2026-05-07 | - | |
| Rep | 就机构融资提供意见 | 2021-12-29 | 2026-05-07 | |
| Rep | 证券交易 | 2021-12-29 | 2026-05-07 | |
| China Vered Securities Limited | RO | 就机构融资提供意见 | 2017-03-30 | 2017-11-05 |
| RO | 就证券提供意见 | 2017-03-30 | 2017-11-05 | |
| Jefferies Hong Kong Limited | RO | 就机构融资提供意见 | 2012-03-20 | 2015-12-17 |
| RO | 就证券提供意见 | 2012-03-20 | 2015-12-17 | |
| Rep | 就机构融资提供意见 | 2011-12-19 | 2012-03-20 | |
| Rep | 就证券提供意见 | 2011-12-19 | 2012-03-20 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-06-25 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-06-25 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-06-25 |