| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 就证券提供意见 | 2019-04-16 | 2020-10-30 |
| Rep | 证券交易 | 2019-04-16 | 2020-10-30 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-01-13 | 2016-10-31 |
| Rep | 就证券提供意见 | 2012-01-13 | 2016-10-31 | |
| Rep | 证券交易 | 2012-01-13 | 2016-10-31 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | - | 2004-01-01 |
| Rep | 就证券提供意见 | - | 2004-01-01 | |
| Rep | 提供自动化交易服务 | - | 2004-01-01 | |
| Rep | 证券交易 | - | 2004-01-01 |