| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 就证券提供意见 | 2014-07-11 | - |
| Rep | 提供资产管理 | 2014-07-11 | - | |
| Rep | 证券交易 | 2014-07-11 | - | |
| Rep | 提供资产管理 | 2010-06-10 | 2011-06-30 | |
| Rep | 提供自动化交易服务 | 2010-06-10 | 2011-06-30 | |
| Rep | 证券交易 | 2010-06-10 | 2011-06-30 | |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2009-11-02 | 2010-06-03 |
| Tiger Securities Asset Management Company Limited | Rep | 就证券提供意见 | 2009-09-02 | 2009-10-08 |
| Rep | 证券交易 | 2009-08-25 | 2009-10-08 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-02-25 | 2009-08-12 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2007-04-17 | 2008-01-04 |
| Quam Securities Limited | Rep | 就证券提供意见 | 2006-02-23 | 2007-01-15 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2003-11-08 | 2006-01-21 |
| GLOBAL INVESTMENT ADVISORS LIMITED | Rep | 就证券提供意见 | 2003-04-01 | 2003-08-12 |
已采集记录中暂无金管局登记。