| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | RO | 就证券提供意见 | 2012-01-26 | 2013-02-11 |
| Rep | 证券交易 | 2012-01-26 | 2013-02-11 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-06-10 | 2011-01-05 |
| ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) | Rep | 就证券提供意见 | 2008-10-22 | 2009-12-15 |
| AXA Financial Planning (Hong Kong) Limited | Rep | 就证券提供意见 | 2006-04-03 | 2008-10-01 |
| Network Financial Services Limited | Rep | 就证券提供意见 | - | 2006-01-23 |