| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 证券交易 | 2017-07-14 | 2018-07-05 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就证券提供意见 | 2009-07-10 | 2010-04-20 |
| Rep | 证券交易 | 2009-07-10 | 2010-04-20 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2003-12-10 |
| Rep | 提供资产管理 | - | 2003-12-10 | |
| Rep | 期货合约交易 | - | 2003-12-10 |