| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2009-11-04 | 2010-04-24 |
| Rep | 证券交易 | 2009-11-04 | 2010-04-24 | |
| Tung Shing Futures (Brokers) Limited | Rep | 期货合约交易 | 2005-04-04 | 2007-02-05 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2005-02-07 | 2007-02-05 |