| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | 就证券提供意见 | 2007-10-09 | 2009-12-07 |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-10-09 | 2008-01-18 |
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | 就证券提供意见 | 2003-10-13 | 2007-09-03 |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2003-05-03 |
| Rep | 就证券提供意见 | - | 2003-05-03 | |
| Rep | 提供资产管理 | - | 2003-05-03 |