| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2015-09-21 | 2016-01-30 |
| Rep | 证券交易 | 2015-09-21 | 2016-01-30 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2011-11-02 | 2012-11-02 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2011-11-02 | 2012-11-02 |
| Rep | 证券交易 | 2011-11-02 | 2012-11-02 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2004-05-05 |
| Rep | 就证券提供意见 | - | 2004-07-26 | |
| Rep | 提供资产管理 | - | 2004-07-26 |