| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 期货合约交易 | 2006-09-21 | 2010-02-23 |
| Rep | 证券交易 | 2006-09-21 | 2010-02-23 | |
| Rep | 就证券提供意见 | 2006-08-15 | 2010-02-23 | |
| HAMON ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2005-06-28 | 2006-08-01 |
| PFP Capital Limited | Rep | 就证券提供意见 | 2005-06-28 | 2006-08-01 |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2003-10-30 | 2005-02-01 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 就机构融资提供意见 | - | 2003-09-05 |
| Rep | 就证券提供意见 | - | 2003-09-05 | |
| Rep | 提供资产管理 | - | 2003-09-05 | |
| Rep | 证券交易 | - | 2003-09-05 |