| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| OnePlatform Asset Management Limited | Rep | 就证券提供意见 | 2006-07-27 | 2008-02-11 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2005-06-29 | 2006-01-16 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2005-06-29 | 2006-01-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2003-11-26 | 2003-12-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2003-11-04 | 2003-12-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2003-11-04 | 2003-12-22 |