| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KEEFE, BRUYETTE & WOODS ASIA LIMITED | RO | 证券交易 | 2010-09-13 | 2012-11-14 |
| RO | 就证券提供意见 | 2010-06-10 | 2012-11-14 | |
| Rep | 就证券提供意见 | 2010-06-04 | 2010-06-10 | |
| Rep | 证券交易 | 2010-06-04 | 2010-09-13 | |
| Religare Capital Markets (Hong Kong) Limited | RO | 就证券提供意见 | 2009-09-22 | 2010-05-31 |
| Rep | 证券交易 | 2008-07-25 | 2010-05-31 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-04-14 | 2008-01-24 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2005-02-15 |
| Rep | 提供资产管理 | - | 2005-02-15 | |
| Rep | 就证券提供意见 | - | 2006-08-18 |