| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就证券提供意见 | 2026-02-13 | - |
| RO | 证券交易 | 2026-02-13 | - | |
| Rep | 证券交易 | 2025-08-29 | 2026-02-13 | |
| LOMBARD ODIER (HONG KONG) LIMITED | RO | 就证券提供意见 | 2023-04-12 | 2024-04-05 |
| RO | 证券交易 | 2023-04-12 | 2024-04-05 | |
| Merrill Lynch Far East Limited | RO | 期货合约交易 | 2010-08-20 | 2010-09-18 |
| Merrill Lynch (Asia Pacific) Limited | RO | 证券交易 | 2007-11-26 | 2010-09-18 |
| Merrill Lynch Far East Limited | RO | 证券交易 | 2007-11-26 | 2010-06-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2007-11-26 | 2010-09-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2003-11-25 | 2007-11-26 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-11-25 | 2007-11-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-09-12 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-09-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-09-12 | |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2003-09-12 | |
| Rep | 证券交易 | 2003-04-01 | 2003-09-12 |
已采集记录中暂无金管局登记。