| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CC Finance Limited | Rep | 就机构融资提供意见 | 2006-05-29 | 2007-05-18 |
| Rep | 就证券提供意见 | 2006-05-29 | 2007-05-18 | |
| Rep | 证券交易 | 2006-05-29 | 2007-05-18 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就证券提供意见 | - | 2003-12-03 |
| Rep | 提供资产管理 | - | 2003-12-03 | |
| Rep | 就机构融资提供意见 | - | 2006-07-07 | |
| Rep | 证券交易 | - | 2006-07-07 |