| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2019-11-11 | - |
| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2010-10-29 | 2011-04-05 |
| Rep | 证券交易 | 2010-10-29 | 2011-04-05 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-10-05 | 2010-02-08 |
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-08-17 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-08-17 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2006-09-04 |